Uniform Securities Act

Results: 366



#Item
271Business law / UCC-1 financing statement / Uniform Commercial Code / Personal Property Security Act / Collateral / Security / Personal Property Securities Register / Bank of Montreal v. Innovation Credit Union / Law / Business / Private law

Print Form Demand to Secured Party Personal Property Security Act Section 50(3)

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Source URL: www.servicealberta.gov.ab.ca

Language: English - Date: 2014-08-13 14:17:22
272Ethics / Criminal law / Crimes / Felony

CHAPTER 92 HOUSE Substitute for SENATE BILL No. 458 AN ACT concerning crimes, punishment and criminal procedure; relating to violations of the Kansas uniform securities act; amending K.S.A. 17-12a508 and repealing the ex

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Source URL: www.kansas.gov

Language: English - Date: 2010-09-01 14:05:01
273Joseph Borg / Securities Commission of New Zealand / Securities fraud / North American Securities Administrators Association / Finance / Security / Uniform Securities Act / United States securities law / Financial system / Financial economics

ALABAMA SECURITIES COMMISSION 770 Washington Ave., Suite 570 Montgomery, Alabama[removed]Mail: Post Office Box[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website:

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Source URL: www.asc.state.al.us

Language: English - Date: 2009-05-12 13:16:17
274Financial system / Economics / Investor education / Financial economics / Securities fraud / Securities Commission of New Zealand / Uniform Securities Act / United States securities law / Financial regulation / North American Securities Administrators Association

ALABAMA SECURITIES COMMISSION 770 WASHINGTON AVE, SUITE 570 MONTGOMERY, ALABAMA[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.state.al.us FOR IMMED

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Source URL: www.asc.state.al.us

Language: English - Date: 2005-11-14 09:52:10
275United States securities law / Finance / SEC filings / Investment / 73rd United States Congress / Securities Act / Prospectus / Registration statement / Security / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 Uniform Application to Register Securities Application to _____________________________________ of the State of ______________________ pursuant to Section _________________________________ of the _______________

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Source URL: www.securities.ok.gov

Language: English - Date: 2000-08-28 16:15:28
276United States securities law / Finance / SEC filings / Investment / 73rd United States Congress / Securities Act / Prospectus / Registration statement / Security / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 Uniform Application to Register Securities Application to _____________________________________ of the State of ______________________ pursuant to Section _________________________________ of the _______________

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Source URL: www.tn.gov

Language: English - Date: 2013-02-13 10:38:29
277Financial system / United States Securities and Exchange Commission / Security / Stock market / 73rd United States Congress / U.S. Securities and Exchange Commission / Uniform Securities Act / Securities fraud / Securities regulation in the United States / Financial economics / United States securities law / Finance

Microsoft Word[removed]doc

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Source URL: doj.nh.gov

Language: English - Date: 2013-03-10 05:00:00
278Investment / United States Securities and Exchange Commission / Security / United States securities law / Accredited investor / Securities Act / Form 144 / Financial economics / Stock market / Finance

Model Accredited Investor Exemption Uniform Notice of Transaction Notice of Sale of Securities pursuant to Accredited Investor Exemption 1. Issuer Name: Address:

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Source URL: www.securities.ok.gov

Language: English - Date: 2000-08-28 11:32:45
279United States securities law / Financial economics / Stock market / Business / 73rd United States Congress / Securities Act / Prospectus / U.S. Securities and Exchange Commission / EDGAR / SEC filings / United States Securities and Exchange Commission / Finance

Uniform Investment Company Notice Filing Please Read Instructions Prior to Filing out Form State File No. __________________ Notice to the State/Commonwealth of ______________________________________________

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Source URL: www.tn.gov

Language: English - Date: 2013-02-13 10:38:26
280Economy of the United States / Financial economics / U.S. Securities and Exchange Commission / Uniform Securities Act / Securities Act / World Group Securities / United States securities law / Financial regulation / Financial Industry Regulatory Authority

LINDA LINGLE MARK E. RECKTENWALD GOVERNOR

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Source URL: files.hawaii.gov

Language: English - Date: 2013-06-06 22:04:42
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